Job Description - California Licensed Deputy Compliance Officer
A company is looking for a Deputy Compliance Officer to ensure regulatory compliance and ethical integrity within its operations.
Key Responsibilities:
Develop, implement, and maintain compliance policies and procedures for applicable regulations
Conduct continuous risk assessments and oversee compliance with regulatory requirements
Lead training initiatives and collaborate with cross-functional teams to enhance compliance culture
Required Qualifications:
5+ years of compliance experience, preferably in the payments or fintech industry
Deep knowledge of U.S. regulatory requirements, including AML and consumer protection laws
Strong analytical skills for assessing compliance issues and implementing solutions
Proficiency in compliance management software and familiarity with AI-driven compliance tools
Certifications such as CRCM or CAMS are preferred
